Christopher M. Sego
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Milbourne Sego, who also goes by Chris M Sego, Chris Sego, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2000. Christopher had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 2011 - March 17, 2026
LAZARD ASSET MANAGEMENT SECURITIES LLC
December 21, 2011 - March 17, 2026
LAZARD ASSET MANAGEMENT LLC
October 26, 2010 - December 6, 2011
GUGGENHEIM INVESTMENTS
January 26, 2009 - October 28, 2010
RYDEX ADVISORY SERVICES, LLC
March 7, 2006 - December 6, 2011
GUGGENHEIM DISTRIBUTORS, LLC
October 4, 2002 - March 3, 2006
EVERLAKE DISTRIBUTORS, LLC
April 14, 2000 - October 4, 2002
AFD, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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