Jarod J. Pedersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jarod John Pedersen was a registered financial professional .
Jarod is a previously registered financial professional and started their career in finance in 2000. Jarod had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2017 - November 1, 2023
RIA ADVISORY GROUP, LLC
May 13, 2016 - October 30, 2017
SIGNATOR INVESTORS, INC.
May 13, 2016 - October 30, 2017
SIGNATOR INVESTORS, INC.
April 28, 2015 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 14, 2014 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 6, 2000 - March 14, 2014
FBL MARKETING SERVICES, LLC
Primary Firm SEC Registration
RIA ADVISORY GROUP, LLC
CRD#: 152566 / SEC#: 801-117837
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIA ADVISORY GROUP, LLC
CRD#: 152566 / SEC#: 801-117837
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,009 |
| AUM (Assets Under Management) | $ 456,517,836 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
