Elizabeth A. Ly
Professional summary
Elizabeth A Ly MS., who also goes by Elizabeth A Lee Ms., Elizabeth A Ly, is a registered financial advisor currently at SENTRY ADVISORS, LLC located in San Francisco, California.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Elizabeth has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth A Ly MS.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2015 - Present
SENTRY ADVISORS, LLC
Office #1: 100 Pine Street Suite 1250, San Francisco, CA 94111February 19, 2015 - July 30, 2021
S F SENTRY SECURITIES, INC.
March 14, 2008 - February 10, 2015
DEUTSCHE BANK SECURITIES INC.
January 13, 2001 - February 10, 2015
DEUTSCHE BANK SECURITIES INC.
August 22, 2000 - January 13, 2001
DB ALEX. BROWN LLC
Primary Firm SEC Registration
SENTRY ADVISORS, LLC
CRD#: 174042 / SEC#: 801-80730
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/19/2015)
Exams
Current Firm
SENTRY ADVISORS, LLC
CRD#: 174042 / SEC#: 801-80730
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 621 |
| AUM (Assets Under Management) | $ 2,465,680,477 |
Red Flags
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