Mark C. Ewings
Professional summary
Mark Clifford Ewings, who also goes by Mark C. Ewings, is a registered financial advisor currently at PUBLIC SAFETY FINANCIAL/GALLOWAY located in Mesa, Arizona and MODERN WEALTH MANAGEMENT, LLC located in Mesa, Arizona.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mark has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Clifford Ewings's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2021 - Present
PUBLIC SAFETY FINANCIAL/GALLOWAY
Office #1: 1138 N Alma School Rd Suite 201, Mesa, AZ 85201August 29, 2025 - Present
MODERN WEALTH MANAGEMENT, LLC
Office #1: 1138 N Alma School Rd, Mesa, AZ 85201February 27, 2001 - March 13, 2003
CITIGROUP GLOBAL MARKETS INC.
April 4, 2000 - February 22, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/8/2021)
Exams
Current Firm
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,823 |
| AUM (Assets Under Management) | $ 6,148,915,787 |
Red Flags
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