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Felipe N. Arrieta

VESTECH SECURITIES
St. Louis, MO 63141
Some features on this profile are disabled
CRD#: 4142123
FA

Professional summary

Felipe Nery Arrieta is a registered financial professional currently at VESTECH SECURITIES, INC. located in St. Louis, Missouri.

Felipe is registered as a RR (Registered Representative) and started their career in finance in 2000. Felipe has worked at 18 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Felipe Nery Arrieta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2024 - Present

VESTECH SECURITIES, INC.

Office #1: 11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141
BD
CRD#: 41409
St. Louis, MO
Past

July 25, 2023 - October 5, 2023

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

December 6, 2022 - July 7, 2023

MOLONEY SECURITIES CO., INC.

BD
CRD#: 38535
MANCHESTER, MO
Past

October 5, 2022 - December 12, 2022

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
CHICAGO, IL
Past

July 31, 2018 - October 5, 2022

SW FINANCIAL

BD
CRD#: 145012
MELVILLE, NY
Past

July 30, 2016 - August 6, 2018

DAKOTA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 132700
MIAMI, FL
Past

October 15, 2014 - August 10, 2016

REVERE WEALTH MANAGEMENT LLC

RIA
CRD#: 170560
BOCA RATON, FL
Past

August 27, 2014 - August 10, 2016

REVERE SECURITIES LLC

BD
CRD#: 14178
BOCA RATON, FL
Past

June 11, 2014 - July 15, 2014

WESTPARK CAPITAL, INC.

BD
CRD#: 39914
BOCA RATON, FL
Past

September 11, 2013 - January 7, 2014

BOLTON SECURITIES CORPORATION

RIA
CRD#: 129376
BOLTON, MA
Past

May 14, 2013 - January 7, 2014

BOLTON GLOBAL CAPITAL

BD
CRD#: 15650
MIAMI, FL
Past

January 31, 2013 - April 30, 2013

GLOBALINVEST FINANCIAL SERVICES, INC.

RIA
CRD#: 154466
CORAL GABLES, FL
Past

August 19, 2010 - February 28, 2012

CAPITAL GUARDIAN, LLC

BD
CRD#: 137919
MIAMI, FL
Past

August 28, 2009 - July 14, 2010

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
FT. LAUDERDALE, FL
Past

July 13, 2007 - May 8, 2008

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

November 18, 2005 - July 13, 2007

DAKOTA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 132700
MIAMI, FL
Past

June 17, 2002 - November 16, 2005

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

June 14, 2002 - June 21, 2002

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

April 5, 2000 - April 8, 2002

NATIONAL CLEARING CORP.

BD
CRD#: 14343
SHERMAN OAKS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/6/2024)
RR
North Carolina
(8/6/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/10/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/10/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/4/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VESTECH SECURITIES, INC.
ENHANCED PREMIUM PARTNERS III, LLC | VESTECH SECURITIES, INC. | VESTECH SECURITIES, INC | REAL PREMIUM PARTNERS, V | REAL PREMIUM PARTNERS, LLC IV | REAL PREMIUM PARTNERS, LLC | REAL PREMIUM APPRECIATION | ENHANCED PREMIUM PARTNERS, LLC

CRD#: 41409 / SEC#: , 8-49409

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141
Mailing Address
11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141
Phone number
(314) 828-2111
Established
Kansas since 03/13/1996
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
HUANG, JOHN CHUNENPRESIDENT2659909
KNESE, PAUL BERNARDAML OFFICER AND DSO2541241
RAMIREZ, MARCO ANTONIOCCO4702164

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VESTECH SECURITIES, INC.

CRD#: 41409St. Louis, MO 63141

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