Richard D. Wilkinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Dale Wilkinson, CFP®, who also goes by Rick D. Wilkinson, Rick Wilkinson, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2000. Richard had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1992
Experience
February 19, 2015 - June 11, 2026
WORTHPOINTE
June 14, 2011 - February 16, 2015
ROGERS WEALTH GROUP, INC.
February 12, 2008 - June 9, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
February 12, 2008 - June 9, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 3, 2000 - December 31, 2007
ALLSTATE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
WORTHPOINTE
CRD#: 143996 / SEC#: 801-67916
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORTHPOINTE
CRD#: 143996 / SEC#: 801-67916
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,428 |
| AUM (Assets Under Management) | $ 885,560,603 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
