Jason M. Vavra

VCM WEALTH

COLLEGEVILLE, PA

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CRD#: 4141611

Professional summary

Jason M Vavra is a registered financial advisor currently at VCM WEALTH located in Collegeville, Pennsylvania.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jason has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bloomsburg University Foundation, Inc.; 50 East Main St. 4th Floor, Bloomsburg, PA 17815-1301; investment-related; the Foundation provides opportunities and financial resources in support of Bloomsburg University's mission to prepare students for personal and professional success; as a volunteer, Mr. Vavra is a member of the Investment Committee, which oversees the Foundation's investment policy implementation and monitors third party managers (Mr. Vavra does not manage the Foundation's assets, nor does his employer); 8 hours per year not during business hours. Start Date January 2022; Family LLC which owns rental property; Avalon NJ; not investment related; Mr. Vavra is a partner in the LLC; his rental property-related activities include bill paying, realtor communication, property maintenance; spends approximately four hours per month during non-business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason M Vavra's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2009 - Present

VCM WEALTH

RIA

CRD#: 149307

COLLEGEVILLE, PA

Past

January 7, 2005 - May 20, 2009

STIFEL INDEPENDENT ADVISORS, LLC

RIA

CRD#: 28218

COLLEGEVILLE, PA

Past

July 12, 2002 - May 20, 2009

STIFEL INDEPENDENT ADVISORS, LLC

CRD#: 28218

COLLEGEVILLE, PA

Past

April 10, 2000 - July 15, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(3/13/2017)

IAR

Florida
(6/20/2018)

IAR

New Jersey
(4/12/2010)

IAR

Pennsylvania
(4/21/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/1/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 4/20/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/7/2000

General Securities Representative Examination

Current Firm

VCM WEALTH

VAVRA CAPITAL MANAGEMENT, LLC | VCM WEALTH

CRD#: 149307 / SEC#:

California

Registered Investment Advisory firm - (11/19/2020 Terminated)

Delaware

Registered Investment Advisory firm - (5/28/2013 Approved)

Florida

Registered Investment Advisory firm - (6/20/2018 Approved)

New Jersey

Registered Investment Advisory firm - (4/12/2010 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/21/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Collegeville, PA

Mailing Address

Phone number

(610) 489-3018

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	266
AUM (Assets Under Management)	$ 88,830,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason M. Vavra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason M Vavra's CRS (Customer Relationship Summary).

Certified licenses

Experience

VCM WEALTH

STIFEL INDEPENDENT ADVISORS, LLC

STIFEL INDEPENDENT ADVISORS, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/1/2000

Series 31

Date: 4/20/2000

Series 7

Date: 4/7/2000

Current Firm

VCM WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VCM WEALTH

TRUST BUT VERIFY

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