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David Joseph Babecki

CRD# 4141484·Registered 2000 - 2020
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Joseph Babecki, who also goes by Dave Babecki, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2000 - 2020. David had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dave Babecki

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years registered in the securities industry

Current & Past Employments

Past

LONGBOAT KEY FINANCIAL GROUP, LLCPast·CRD# 138830
RIA
Longboat Key, FL
May 18, 2007 - March 24, 2020
MADISON AVENUE SECURITIES, LLCPast·CRD# 23224
BD
Bradenton, FL
May 2, 2007 - December 31, 2008
RAYMOND JAMES & ASSOCIATES, INC.Past·CRD# 705
RIA
Bradenton, FL
March 23, 2000 - April 18, 2007
RAYMOND JAMES & ASSOCIATES, INC.Past·CRD# 705
BD
Bradenton, FL
March 22, 2000 - April 18, 2007

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Current Firm

LK
LONGBOAT KEY FINANCIAL GROUP, LLC

LONGBOAT KEY FINANCIAL AND INSURANCE GROUP | LONGBOAT KEY FINANCIAL GROUP, LLC

CRD#: 138830 / SEC#: 801-67197

Contact Information

Main Address

6350 Gulf Of Mexico Drive Suite 101, Longboat Key, FL 34228

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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