Peter R. Gennari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Roger Gennari, who also goes by Peter Gennari, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2000. Peter had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2016 - January 18, 2018
CIM SECURITIES, LLC
August 23, 2016 - November 18, 2016
IRC SECURITIES LLC
June 23, 2015 - May 19, 2016
WOLFE RESEARCH SECURITIES
October 28, 2013 - May 6, 2015
GUGGENHEIM SECURITIES, LLC
May 21, 2008 - September 23, 2013
FM PARTNERS HOLDINGS LLC
September 25, 2007 - May 29, 2008
UBS FINANCIAL SERVICES INC.
July 24, 2000 - June 18, 2007
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CIM SECURITIES, LLC
CRD#: 120852 / SEC#: , 8-65351
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHOICE INVESTMENT MANAGEMENT LLC | SHAREHOLDER | |
| EMERSON, BRYAN TILLER | CEO, CCO, FINOP | 4155238 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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