William N. Shorack
TRANSAMERICA FINANCIAL ADVISORS | Financial Professional
Fort Myers, FL 33907
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CRD#: 4141207
Professional summary
William Nathan Shorack, who also goes by Nate Shorack, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Fort Myers, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. William has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nate Shorack
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. (TFA). Luna Life Design and Development Inc. / 0620-Present / Investment Related: No / 4980 Dockside Drive #201 Fort Meyers, FL 33919 / President / Marketing Company / Hrs. Work Monthly: 3 / Sec Trading Hrs: 0/ Very Little, It is really a pass-through entity to obtain tax advantages, which was set up on the advice of my account. It will replace next generation leadership development Inc, which will be terminated in the near future. THE MILIARE GROUP POSITION: agent NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2024 ADDRESS: , Nashville TN , United States DESCRIPTION: WFG Co-Brand EHP INC POSITION: Associate NATURE: Health Benefits INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/25/2025 ADDRESS: 254 Chapman Rd, Ste 208 #20694, Newark DE 19702, United States DESCRIPTION: I will refer business clients. They offer a concierge tax savings add-on to health insurance for businesses with between 50 & 500 employees. XIT STRATEGIES LLC POSITION: Referral Partner NATURE: Small Business Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 7901 4th Street North, Suite 300, St. Petersburg FL 33702, United States DESCRIPTION: Refer Business Owners to third party service providers for AI, employee development, and executive coaching. Refer individuals for personal life coaching.
CRS (Client Relationship Summary) - RIA
Click below to view William Nathan Shorack's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Nathan Shorack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2013 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 13131 University Drive, Fort Myers, FL 33907RIA
BD
CRD#: 16164
Fort Myers, FL
Current
January 28, 2013 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 13131 University Drive, Fort Myers, FL 33907RIA
BD
CRD#: 16164
Fort Myers, FL
Past
May 1, 2012 - January 10, 2013
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
FORT MYERS, FL
Past
April 30, 2012 - January 10, 2013
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
FORT MYERS, FL
Past
May 30, 2003 - October 7, 2004
TRILLIUM BROKERAGE SERVICES, LLC
BD
CRD#: 120064
NEW YORK, NY
Past
January 3, 2003 - June 3, 2003
HEARTLAND SECURITIES CORP.
BD
CRD#: 43201
EDISON, NJ
Past
August 21, 2002 - December 9, 2002
REDWOOD TRADING, LLC
BD
CRD#: 114774
SAN FRANCISCO, CA
Past
March 1, 2000 - May 2, 2002
HEARTLAND SECURITIES CORP.
BD
CRD#: 43201
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(2/11/2013)
RR
Florida(2/19/2013)
RR
Georgia(1/28/2013)
IAR
Texas(4/10/2025)
RR
Texas(4/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/29/2000
Limited Representative-Equity Trader ExamPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Financial ProfessionalCRD#: 16164Fort Myers, FL 33907TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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