Jonathan L. Cottrell

MASCOMA WEALTH MANAGEMENT

HANOVER, NH 03755

Some features on this profile are disabled

CRD#: 4141180

Professional summary

Jonathan Long Cottrell, who also goes by Jonathan L Cottrell, is a registered financial advisor currently at MASCOMA WEALTH MANAGEMENT located in Hanover, New Hampshire.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jonathan has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan L Cottrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Long Cottrell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2024 - Present

MASCOMA WEALTH MANAGEMENT

Office #1: 80 South Main Street, Hanover, NH 03755

RIA

CRD#: 174907

HANOVER, NH

Past

August 24, 2022 - April 23, 2024

BOSTON FINANCIAL MANAGEMENT LLC

RIA

CRD#: 112360

Portland, ME

Past

January 23, 2014 - July 5, 2016

ATLATNIC FINANCIAL SERVICES OF MAINE, LLC

RIA

CRD#: 169358

PORTLAND, ME

Past

September 24, 2008 - July 21, 2010

CHARTER OAK CAPITAL MANAGEMENT

RIA

CRD#: 120870

KENNEBUNK, ME

Past

June 14, 2007 - October 3, 2007

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, ME

Past

May 18, 2000 - July 12, 2005

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASCOMA WEALTH MANAGEMENT

MASCOMA WEALTH MANAGEMENT | MASCOMA WEALTH MANAGEMENT LLC

CRD#: 174907 / SEC#: 801-80982

RIA

Registered Investment Advisory firm - (2/19/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(3/6/2025)

IAR

New Hampshire
(4/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/17/2000

General Securities Representative Examination

Current Firm

MASCOMA WEALTH MANAGEMENT

MASCOMA WEALTH MANAGEMENT | MASCOMA WEALTH MANAGEMENT LLC

CRD#: 174907 / SEC#: 801-80982

RIA

Registered Investment Advisory firm - (2/19/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

80 South Main Street, Hanover, NH 03755

Mailing Address

Phone number

(603) 676-8813

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MASCOMA WEALTH MANAGEMENT LLC PART 2A (9/30/2025)

Regulatory assets under management

Total Number of Accounts	1,127
AUM (Assets Under Management)	$ 504,692,004

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/07/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chris Crosby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Boise, ID

Eric Berner

LPL FINANCIAL LLC

IAR

HENDERSONVILLE, TN

James Todd

MORGAN STANLEY

IAR

Tuscaloosa, AL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan L. Cottrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Long Cottrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOSTON FINANCIAL MANAGEMENT LLC

ATLATNIC FINANCIAL SERVICES OF MAINE, LLC

CHARTER OAK CAPITAL MANAGEMENT

LPL FINANCIAL LLC

NATIONAL FINANCIAL SERVICES LLC

Primary Firm SEC Registration

MASCOMA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2022

Series 63

Date: 9/20/2000

Series 7

Date: 5/17/2000

Current Firm

MASCOMA WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MASCOMA WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors