Aleksander W. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aleksander Whitcomb Berry, who also goes by Alek Whitcomb Berry, Alek Berry, Aleksandr Berry, Aleksander Berry, was a registered financial professional .
Aleksander is a previously registered financial professional and started their career in finance in 2000. Aleksander had worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2019 - January 26, 2024
INVESCO DISTRIBUTORS, INC.
September 8, 2014 - April 20, 2015
J.P. MORGAN SECURITIES LLC
April 18, 2011 - May 11, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 15, 2011 - May 11, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 8, 2006 - April 26, 2011
CHASE INVESTMENT SERVICES CORP.
August 20, 2004 - April 26, 2011
CHASE INVESTMENT SERVICES CORP.
October 2, 2001 - May 16, 2003
BBVA COMPASS INVESTMENT SOLUTIONS, INC
March 22, 2000 - October 25, 2001
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 11/14/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
INVESCO DISTRIBUTORS, INC.
CRD#: 7369 / SEC#: , 8-21323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | DIRECT OWNER | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARRIS, JERRY CLINTON II | DIRECTOR | 3275064 |
| KRAMER, BRIAN KEITH | DIRECTOR | 4132102 |
| MCDONOUGH, JOHN CARLIN | PRESIDENT/CEO/DIRECTOR | 2363299 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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