Mary R. Wingrove
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Rzymek Wingrove, CFP®, who also goes by Mary Rzymek Love, Mary Anne Rzymek, Mary Rzymek, Mary R Wingrove, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2000. Mary had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
June 20, 2013 - October 31, 2023
VALIC FINANCIAL ADVISORS, INC.
June 20, 2013 - October 31, 2023
VALIC FINANCIAL ADVISORS, INC.
April 4, 2013 - June 13, 2013
NATIONWIDE SECURITIES, LLC
February 1, 2013 - June 13, 2013
NATIONWIDE SECURITIES, LLC
September 21, 2011 - January 2, 2013
ALLSTATE FINANCIAL SERVICES, LLC
September 13, 2011 - January 2, 2013
ALLSTATE FINANCIAL ADVISORS, LLC
February 25, 2009 - February 4, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 19, 2009 - February 4, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 15, 2005 - February 11, 2009
VALIC FINANCIAL ADVISORS, INC.
February 28, 2005 - February 11, 2009
VALIC FINANCIAL ADVISORS, INC.
March 26, 2002 - October 20, 2004
NATCITY INVESTMENTS, INC.
October 29, 2001 - April 22, 2002
WADDELL & REED
April 19, 2000 - June 8, 2001
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
