Jason M. Sandos

SANDOS FINANCIAL

South Jordan, UT

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CRD#: 4140614

Professional summary

Jason Michael Sandos is a registered financial advisor currently at SANDOS FINANCIAL located in South Jordan, Utah.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jason has worked at 3 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SANDOS LIFE INC; NON-INVESTMENT RELATED;1374 SHELBROOKE DR SOUTH JORDAN UT 84095; FIXED LIFE INSURANCE & ANNUITY SALES; PRESIDENT, CEO, INDEPENDENT INSURANCE AGENT #123063; START DATE APRIL 2003; DEVOTE 40 HOURS PER MONTH; DEVOTE 40 HOURS PER MONTH DURING SECURITIES HOURS; SALES & SERVICE. 2)ESTATE GURU & LSPN PRO, LLC; NON-INVESTMENT RELATED; Referring Agent; Location Online; Attorney assisted online Estate planning - wills & trusts; Start Date 11/01/2023; DEVOTE 4 HOURS PER MONTH; DEVOTE 4 HOURS PER MONTH DURING SECURITIES HOURS; Referral Network.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Sandos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2017 - Present

SANDOS FINANCIAL

RIA

CRD#: 286347

South Jordan, UT

Past

March 30, 2015 - December 31, 2016

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

SOUTH JORDAN, UT

Past

January 5, 2009 - December 31, 2016

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

SOUTH JORDAN, UT

Past

March 27, 2000 - December 31, 2008

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

MIDVALE, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/20/2023)

IAR

Louisiana
(2/2/2017)

IAR

Utah
(1/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/26/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/12/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/28/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/24/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SANDOS FINANCIAL

CRD#: 286347 / SEC#:

Colorado

Registered Investment Advisory firm - (7/20/2023 Approved)

Louisiana

Registered Investment Advisory firm - (2/2/2017 Approved)

Texas

Registered Investment Advisory firm - (11/7/2023 Terminated)

Utah

Registered Investment Advisory firm - (1/10/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

South Jordan, UT

Mailing Address

Phone number

(801) 901-0049

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 12,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason M. Sandos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Sandos's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/2018

Series 66

Date: 3/26/2015

Series 63

Date: 4/12/2000

SIE

Date: 12/31/2016

Series 7

Date: 1/28/2015

Series 6

Date: 3/24/2000

Current Firm

SANDOS FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SANDOS FINANCIAL

TRUST BUT VERIFY

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