Michael T. Vaughn
PINNACLE FAMILY ADVISORS
Springfield, MO 65807
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CRD#: 4140495
Professional summary
Michael Todd Vaughn, CFP® is a registered financial advisor currently at PINNACLE FAMILY ADVISORS, LLC located in Springfield, Missouri.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE MUTUAL FUND STORE - 1835 E. REPUBLIC ROAD, SUITE 104, SPRINGFIELD, MO 65804 - FRANCHISE - RIA - 1/1/2001 - 80% OF TIME - 1 HR/MO/TRD HRS - INVESTMENT ADVISOR WHO WORKS WITH CLIENTS - INVESTMENT RELATED
2) SECOND BAPTIST CHURCH - 3111 E. BATTLEFIELD, SPRINGFIELD, MO 65804 - RELIGIONS CHARITY - CHURCH SMALL GROUP CONSULTANT - 4/1/2011 - 10% OF TIME - 1 HR/MO/TRD HRS - ASSIST MINISTERIAL STAFF WITH SMALL GROUP IMPLEMENTATION - NONINVESTMENT RELATED
3) FRIENDS OF STEVE HELMS - P.O. BOX 4624
SPRINGFIELD, MO 65809 - CAMPAIGN FOR POLITICAL OFFICE - CAMPAIGN TREASURER FOR CANDIDATE RUNNING FOR COUNTY COMMISSIONER - 3/1/2012 - 2% OF TIME - 1 HR/MO/TRD HRS - COLLECTS CAMPAIGN CONTRIBUTIONS AND PAY CAMPAIGN EXPENSES - NONINVESTMENT RELATED
4) MOMENTUM INVESTORS - 1835 E. REPUBLIC ROAD
SUITE 104, SPRINGFIELD, MO 65804 - THIS IS AN S-CORP I SET UP TO PAY MYSELF OUT OF. - 5/12/2008 - 95% OF TIME - 1 HR/MO/TRD HRS - - TAX ENTITY FOR BUSINESS PURPOSES. - NONINVESTMENT RELATED
5) WEALTH MANAGMENT - 1835 E. REPUBLIC ROAD, SUITE 104, SPRINGFIELD, MO 65804 - 01/2000 START DATE - NIR - INSURANCE SALES - INSURANCE AGENT - SOLE PROP - 2 HRS/MO TRADING - 2% OF TIME
CRS (Client Relationship Summary) - RIA
Click below to view Michael Todd Vaughn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
February 10, 2014 - Present
PINNACLE FAMILY ADVISORS, LLC
Office #1: 620 W. Republic Road Suite 104, Springfield, MO 65807RIA
CRD#: 145628
Springfield, MO
Past
July 9, 2002 - February 10, 2014
THE MUTUAL FUND STORE
RIA
CRD#: 119106
SPRINGFIELD, MO
Past
April 30, 2001 - September 3, 2013
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
SPRINGFIELD, MO
Past
April 5, 2000 - January 2, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PINNACLE FAMILY ADVISORS, LLC
PINNACLE ASSET MANAGEMENT | PINNACLE TACTICAL FUNDS | PINNACLE SHERMAN FUNDS | PINNACLE FAMILY ADVISORS, LLC
CRD#: 145628 / SEC#: 801-78013
RIA
Registered Investment Advisory firm - (5/14/2013 Approved)Missouri
Registered Investment Advisory firm - (5/15/2013 Terminated)Texas
Registered Investment Advisory firm - (5/15/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/6/2016)
IAR
Missouri(2/10/2014)
IAR
Texas(12/6/2016)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
PF
PINNACLE FAMILY ADVISORS, LLC
PINNACLE ASSET MANAGEMENT | PINNACLE TACTICAL FUNDS | PINNACLE SHERMAN FUNDS | PINNACLE FAMILY ADVISORS, LLC
CRD#: 145628 / SEC#: 801-78013
RIA
Registered Investment Advisory firm - (5/14/2013 Approved)Missouri
Registered Investment Advisory firm - (5/15/2013 Terminated)Texas
Registered Investment Advisory firm - (5/15/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 W. Republic Road Suite 104, Springfield, MO 65807
Mailing Address
Phone number
(417) 886-6590
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,876 |
| AUM (Assets Under Management) | $ 341,342,744 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/16/2025 | ||
| 01/26/2024 | ||
| 01/25/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PINNACLE FAMILY ADVISORS, LLC
CRD#: 145628Springfield, MO 65807TRUST BUT VERIFY
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