Stephen J. Murphy
Professional summary
Stephen Joseph Murphy is a registered financial advisor currently at TRIUMPH CAPITAL MANAGEMENT located in Incline Village, Nevada.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephen has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Joseph Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2017 - Present
TRIUMPH CAPITAL MANAGEMENT
September 20, 2019 - February 11, 2020
CETERA WEALTH SERVICES, LLC
June 25, 2019 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
November 4, 2008 - June 29, 2017
CAMPBELL FINANCIAL SERVICES, LLC
May 10, 2005 - October 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2004 - October 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2000 - October 12, 2004
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
TRIUMPH CAPITAL MANAGEMENT
CRD#: 282814 / SEC#: 801-107312
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2017)
Exams
Current Firm
TRIUMPH CAPITAL MANAGEMENT
CRD#: 282814 / SEC#: 801-107312
Contact information
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,605 |
| AUM (Assets Under Management) | $ 529,969,949 |
Red Flags
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