Noah M. Harris
Professional summary
Noah Morgan Harris is a registered financial advisor currently at J. SAFRA ASSET MANAGEMENT CORPORATION located in New York City, New York.
Noah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Noah has worked at 5 firms and has passed the Series 63, Series 87, Series 86, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Noah Morgan Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2022 - Present
J. SAFRA ASSET MANAGEMENT CORPORATION
Office #1: 546 Fifth Avenue, New York City, NY 10036September 24, 2018 - April 8, 2022
TRUIST ADVISORY SERVICES, INC.
December 8, 2010 - August 1, 2011
OPPENHEIMER & CO. INC.
June 30, 2006 - June 19, 2007
PRUDENTIAL EQUITY GROUP, LLC
March 10, 2000 - August 21, 2002
TAFFERER TRADING, LLC
Primary Firm SEC Registration
J. SAFRA ASSET MANAGEMENT CORPORATION
CRD#: 131243 / SEC#: 801-63032
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/12/2022)
Exams
Series 55
Date: 5/10/2000
Limited Representative-Equity Trader ExamCurrent Firm
J. SAFRA ASSET MANAGEMENT CORPORATION
CRD#: 131243 / SEC#: 801-63032
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,955 |
| AUM (Assets Under Management) | $ 4,602,669,883 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 02/27/2024 | ||
| 03/30/2023 |
Red Flags
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