Jeffrey Glenn Moore
Professional Summary
Jeffrey Glenn Moore, who also goes by Jeff Moore, is a registered financial advisor currently at MARRIOTT SECURITIES, LLC located in Richmond, Virginia. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 62 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeff Moore
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Videos & Posts
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AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
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AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
MARRIOTT SECURITIES, LLC | SMBD, LLC
Contact Information
Main Address
Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219Mailing Address
Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219Phone Number
(804) 344-0952Established
Virginia since 02/15/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(1/26/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Feb 2000SRO Registrations
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AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Glenn Moore's CRS (Customer Relationship Summary).
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AMERIPRISE FINANCIAL SERVICES, LLC
