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JM

Jeffrey G. Moore

MARRIOTT SECURITIES
Richmond, VA 23219
Some features on this profile are disabled
CRD#: 4140387
JM

Professional summary

Jeffrey Glenn Moore, who also goes by Jeff Moore, is a registered financial professional currently at MARRIOTT SECURITIES, LLC located in Richmond, Virginia.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 62 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Glenn Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2017 - Present

MARRIOTT SECURITIES, LLC

Office #1: Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219
BD
CRD#: 149323
Richmond, VA
Past

July 27, 2000 - May 5, 2015

MCMG CAPITAL ADVISORS, INC.

BD
CRD#: 103871
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(1/26/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 3/17/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 2/22/2000
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/8/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MARRIOTT SECURITIES, LLC
MARRIOTT SECURITIES, LLC | SMBD, LLC

CRD#: 149323 / SEC#: , 8-68140

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219
Mailing Address
Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219
Phone number
(804) 344-0952
Established
Virginia since 02/15/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MARRIOTT MANAGEMENT LLCMEMBER
MARRIOTT, JUSTIN DAVIDMANAGING DIRECTOR, CCO2787225
WAGSTAFF, CONNER FRED IIICFO, FINOP1427591

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARRIOTT SECURITIES, LLC

CRD#: 149323Richmond, VA 23219

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