Patrick C. Gelshenen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Charles Gelshenen, who also goes by Patrick C Gelshenen, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2001. Patrick had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2016 - June 5, 2019
FORESIDE FUNDS DISTRIBUTORS LLC
July 14, 2011 - August 18, 2016
AMG DISTRIBUTORS, INC.
December 4, 2006 - November 18, 2010
ALLSPRING FUNDS MANAGEMENT, LLC
November 30, 2006 - November 18, 2010
ALLSPRING FUNDS DISTRIBUTOR, LLC
September 8, 2005 - October 27, 2005
ALLSPRING GLOBAL INVESTMENTS, LLC
July 1, 2002 - December 31, 2004
STRONG INVESTMENTS, INC.
December 10, 2001 - December 31, 2004
STRONG CAPITAL MANAGEMENT INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334 / SEC#: , 8-45467
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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