James P. Funk
Professional summary
James Philip Funk, CFP®, who also goes by Jim Funk, is a registered financial advisor currently at FARTHER located in Mableton, Georgia.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Philip Funk's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
August 8, 2024 - Present
FARTHER
May 20, 2013 - August 23, 2024
BISON WEALTH, LLC
May 17, 2013 - April 13, 2017
STONEX SECURITIES INC.
June 1, 2009 - June 13, 2013
MORGAN STANLEY
June 1, 2009 - June 13, 2013
MORGAN STANLEY
March 20, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 4, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 26, 2000 - April 12, 2001
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FARTHER
CRD#: 302050 / SEC#: 801-116721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/8/2024)
Exams
Current Firm
FARTHER
CRD#: 302050 / SEC#: 801-116721
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
