CV
Catherine L. Vanhevel
THRIVENT ADVISOR NETWORK
Ann Arbor, MI 48104
Some features on this profile are disabled
CRD#: 4139867
CV
Professional summary
Catherine Lynn Vanhevel, CLU®, who also goes by Catherine L Gateman, Catherine Lynn Gateman, Catherine Lynn Ray, is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Ann Arbor, Michigan and THRIVENT INVESTMENT MANAGEMENT INC. located in Ann Arobr, Michigan.
Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Catherine has worked at 4 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Catherine L Gateman | Catherine Lynn Gateman | Catherine Lynn Ray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FIXED INSURANCE POSITION: Agent NATURE: Sale of Fixed/Traditional Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 06/01/2020 ADDRESS: 3300 Wastenw Ave, Suite 225, Ann Arbor MI 48014, United States DESCRIPTION: Sale of Fixed/Traditional Insurance THRIVENT ADVISOR NETWORK, LLC DBA SEA GLASS WEALTH ADVISORS POSITION: Wealth Advisor NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/04/2020 ADDRESS: 3300 Washtenaw Ave, Suite 225, Ann Arbor MI 48104, United States DESCRIPTION: Provide Investment Advisory services to retail clients AAG OPERATIONS, LLC POSITION: COO NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/04/2020 ADDRESS: 3300 Washtenaw Ave, Suite 225, Ann Arbor MI 48104, United States DESCRIPTION: Manage staff, process payroll, accounts payable and receivable,
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Lynn Vanhevel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 22, 2020 - Present
THRIVENT ADVISOR NETWORK, LLC
Office #1: 3300 Washtenaw Ave Suite 225, Ann Arbor, MI 48104RIA
CRD#: 304569
Ann Arbor, MI
Current
September 3, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3300 Washtenaw Ave, Ann Arobr, MI 48104RIA
BD
CRD#: 18387
Ann Arobr, MI
Past
June 4, 2020 - September 3, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Ann Arbor, MI
Past
August 29, 2008 - June 3, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Ann Arbor, MI
Past
August 17, 2006 - December 31, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Ann Arbor, MI
Past
December 10, 2003 - June 3, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Ann Arbor, MI
Past
June 15, 2000 - November 26, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/10/2024)
RR
Illinois(9/13/2024)
RR
Indiana(9/10/2024)
IAR
Michigan(5/22/2020)
RR
Michigan(9/3/2024)
RR
Ohio(9/11/2024)
IAR
Texas(8/19/2022)
RR
Texas(9/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
Phone number
(612) 844-8444
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569Ann Arbor, MI 48104TRUST BUT VERIFY
Monitor Catherine Vanhevel
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
