Laura A. Champine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Allyson Champine was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2000. Laura had worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2018 - June 26, 2025
LOOP CAPITAL MARKETS LLC
June 28, 2017 - February 21, 2018
ROE EQUITY RESEARCH LLC
June 28, 2016 - July 22, 2016
LOOP CAPITAL MARKETS LLC
March 17, 2015 - February 2, 2016
CANTOR FITZGERALD & CO.
March 27, 2012 - February 24, 2015
CANACCORD GENUITY LLC
November 14, 2011 - September 26, 2012
CANACCORD GENUITY SECURITIES LLC
September 2, 2008 - November 22, 2011
COWEN AND COMPANY
October 18, 2000 - September 8, 2008
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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