Karen F. Short
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Fiona Short was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 2000. Karen had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2024 - May 30, 2025
MELIUS RESEARCH
October 18, 2022 - December 8, 2023
CREDIT SUISSE SECURITIES (USA) LLC
July 12, 2016 - October 13, 2022
BARCLAYS CAPITAL INC.
August 8, 2013 - July 13, 2016
DEUTSCHE BANK SECURITIES INC.
July 29, 2009 - August 21, 2013
BMO CAPITAL MARKETS CORP.
May 8, 2006 - August 7, 2009
B. RILEY SECURITIES, INC.
December 8, 2005 - April 19, 2006
SOLEIL SECURITIES CORPORATION
January 26, 2005 - December 12, 2005
FULCRUM GLOBAL PARTNERS LLC
April 19, 2000 - March 9, 2004
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
MELIUS RESEARCH
CRD#: 312314 / SEC#:
Contact information
Red Flags
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