John N. Couric

COURIC FINANCIAL

ROCKINGHAM, VA

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CRD#: 4139537

Professional summary

John Nelson Couric, CLU® is a registered financial advisor currently at COURIC FINANCIAL located in Rockingham, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) FIXED INSURANCE SALES; SAME AS REPORTED BUSINESS LOCATION; LIFE, HEALTH, DISABILITY, ANNUITIES AND LTC; APPROX. 1 HOUR PER MONTH. (2) COURIC COMPANY, LLC DBA COURIC & CO; NOT INVESTMENT-RELATED; SAME AS REPORTED LOCATION; TAX PREPARATION AND TAX SERVICES; 04/2009; OWNER / ENROLLED AGENT; APPROX 12 HOURS PER MONTH; INVOICING FOR PLANNING, IRS REPRESENTATION AND TAX PREPARATION SERVICES. (3) JOHN N COURIC, E.A.; NOT INVESTMENT-RELATED; SAME AS REPORTED LOCATION; TAX SERVICES; 11/2010; ENROLLED AGENT; APPROX 2 HOURS PER MONTH; INVOICING FOR PLANNING, IRS REPRESENTATION AND TAX PREPARATION SERVICES. (4) ORGANIZATION OF INDIGENOUS MISSIONS; NOT INVESTMENT-RELATED; SAME AS REPORTED LOCATION; NON-PROFIT ORGANIZATION; 01/2025; DIRECTOR; APPROX 5 HOURS PER MONTH; CHARITABLE, NON-PROFIT, NON-COMPENSATED POSITION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Nelson Couric's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CLU^®

Chartered Life Underwriter

Experience

Current

November 22, 2021 - Present

COURIC FINANCIAL

RIA

CRD#: 317137

ROCKINGHAM, VA

Past

April 7, 2006 - November 22, 2021

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

HARRISONBURG, VA

Past

March 24, 2006 - November 22, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

HARRISONBURG, VA

Past

December 1, 2003 - March 28, 2006

EDWARD JONES

CRD#: 250

HARRISONBURG, VA

Past

August 8, 2003 - September 30, 2003

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

April 17, 2000 - August 4, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/5/2022)

IAR

Virginia
(11/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/9/2006

General Securities Principal Examination

Current Firm

COURIC FINANCIAL

COURIC FINANCIAL | PROVIDENCE ASSET MANAGEMENT | COURIC FINANCIAL PARTNERS, LLC

CRD#: 317137 / SEC#:

Florida

Registered Investment Advisory firm - (1/5/2022 Approved)

Virginia

Registered Investment Advisory firm - (11/22/2021 Approved)

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Contact information

Main Address

Lynch Station, VA

Mailing Address

Po Box 10093, Lynchburg, VA 24506

Phone number

(877) 523-8372

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 44,288,512

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John N. Couric

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Nelson Couric's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

EDWARD JONES

WAMU INVESTMENTS, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2006

Series 63

Date: 4/18/2000

SIE

Date: 10/1/2018

Series 7

Date: 4/15/2000

Series 24

Date: 9/9/2006

Current Firm

COURIC FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COURIC FINANCIAL

TRUST BUT VERIFY

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