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Charles Henry Embs

AIF®
CRD# 4139482·Registered 2000 - 2021
Previously Registered: Being a previously registered professional could mean that Charles is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Charles Henry Embs, AIF®, who also goes by Chuck Henry Embs, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 2000 - 2021. Charles had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chuck Henry Embs

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

26 years in the financial services industry

Current & Past Employments

CHESME CAPITAL MANAGEMENT·CRD# 288631
RIA
Dewitt, MI
December 19, 2017 - May 13, 2021
CHESME CAPITAL MANAGEMENT·CRD# 129342
RIA
Dewitt, MI
October 8, 2010 - August 21, 2017
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Boston, MA
August 29, 2002 - December 31, 2003
VESTAX SECURITIES CORPORATION·CRD# 10332
BD
Hudson, OH
January 2, 2002 - August 29, 2002
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
June 28, 2001 - November 30, 2001
VESTAX SECURITIES CORPORATION·CRD# 10332
BD
Hudson, OH
March 1, 2000 - July 6, 2001

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Current Firm

CC
CHESME CAPITAL MANAGEMENT

CHESME CAPITAL MANAGEMENT | CHESME, LLC

CRD#: 288631 / SEC#: 801-110909

Contact Information

Main Address

240 S Bridge Street, Suite 110, Dewitt, MI 48820

Phone Number

(517) 669-1600

# of Employees

6

Documents

Latest Form ADV

Part 2 Brochures

CHESME CAPITAL MANAGEMENT ADV PART 2A (3/20/2024)

Regulatory Assets Under Management

Total Number of Accounts

259

AUM (Assets Under Management)

$648,568,328

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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CE
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