Charles H. Embs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Henry Embs, AIF®, who also goes by Chuck Henry Embs, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2000. Charles had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2017 - May 13, 2021
CHESME CAPITAL MANAGEMENT
October 8, 2010 - August 21, 2017
CHESME CAPITAL MANAGEMENT
August 29, 2002 - December 31, 2003
MUTUAL SERVICE CORPORATION
January 2, 2002 - August 29, 2002
VESTAX SECURITIES CORPORATION
June 28, 2001 - November 30, 2001
CETERA WEALTH SERVICES, LLC
March 1, 2000 - July 6, 2001
VESTAX SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHESME CAPITAL MANAGEMENT
CRD#: 288631 / SEC#: 801-110909
Contact information
Regulatory assets under management
| Total Number of Accounts | 259 |
| AUM (Assets Under Management) | $ 648,568,328 |
Red Flags
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