Drew J. Graeter

GRAETER WEALTH ADVISORS

LOUISVILLE, KY 40207

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CRD#: 4139416

Professional summary

Drew Joseph Graeter is a registered financial advisor currently at GRAETER WEALTH ADVISORS, LLC located in Louisville, Kentucky.

Drew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Drew has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Joseph Graeter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2014 - Present

GRAETER WEALTH ADVISORS, LLC

Office #1: 4360 Brownsboro Road Suite 211, Louisville, KY 40207

RIA

CRD#: 170046

LOUISVILLE, KY

Past

January 2, 2009 - March 25, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

LOUISVILLE, KY

Past

August 9, 2006 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

LOUISVILLE, KY

Past

July 28, 2006 - March 25, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LOUISVILLE, KY

Past

January 7, 2004 - August 7, 2006

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

LOUISVILLE, KY

Past

July 14, 2000 - August 7, 2006

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(7/3/2014)

IAR

Texas
(3/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/13/2000

General Securities Representative Examination

Current Firm

GRAETER WEALTH ADVISORS, LLC

CRD#: 170046 / SEC#: 801-79317

RIA

Registered Investment Advisory firm - (10/10/2014 Terminated)

Kentucky

Registered Investment Advisory firm - (10/9/2014 Approved)

Texas

Registered Investment Advisory firm - (3/11/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4360 Brownsboro Road Suite 211, Louisville, KY 40207

Mailing Address

Phone number

(502) 625-1996

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	281
AUM (Assets Under Management)	$ 89,958,899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Drew J. Graeter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Joseph Graeter's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAETER WEALTH ADVISORS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2000

Series 7

Date: 7/13/2000

Current Firm

GRAETER WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRAETER WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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