Theresa L. Griffin
Professional summary
Theresa Louise Griffin, who also goes by Theresa Louise Sims, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Bridgewater, New Jersey.
Theresa is registered as a RR (Registered Representative) and started their career in finance in 2000. Theresa has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theresa Louise Griffin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2016 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 501 Route 22, Bridgewater, NJ 08807July 19, 2004 - March 17, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
July 19, 2004 - July 29, 2013
WALNUT STREET SECURITIES, INC.
July 19, 2004 - March 10, 2014
NEW ENGLAND SECURITIES
December 18, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 18, 2003 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
October 21, 2002 - December 20, 2002
EMPOWER FINANCIAL SERVICES, INC.
March 14, 2000 - October 21, 2002
ONE ORCHARD EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2016)
(6/30/2016)
Exams
FINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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