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HO

Hansueli Overturf

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CRD#: 4138916
HO

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Hansueli Overturf, who also goes by Hans Overturf, was a registered financial advisor .

Hansueli is a previously registered financial advisor and started their career in finance in 2000. Hansueli had worked at 4 firms and has passed the Series 66, Series 31, Series 7, Series 53, Series 24, Series 9 and Series 10 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Hans Overturf

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 19, 2008 - July 14, 2009

INTL ADVISORY CONSULTANTS INC.

RIA
CRD#: 130888
BIRMINGHAM, AL
Past

December 18, 2008 - July 14, 2009

STONEX SECURITIES INC.

BD
CRD#: 18456
MILL VALLEY, CA
Past

August 14, 2003 - December 31, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
SAN FRANCISCO, CA
Past

July 11, 2003 - December 31, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
SAN FRANCISCO, CA
Past

June 15, 2001 - July 2, 2003

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
EUREKA, CA
Past

March 20, 2000 - July 2, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/27/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 7/11/2002
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


IA
INTL ADVISORY CONSULTANTS INC.
INTL ADVISORY CONSULTANTS INC. | STERNE AGEE INVESTMENT ADVISORS, INC. | STERNE AGEE ASSET MANAGEMENT, INC.

CRD#: 130888 / SEC#: 801-63297

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Contact information


Main Address
2 Perimeter Park South Suite 100 East, Birmingham, AL 35243
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTL ADVISORY CONSULTANTS INC.

CRD#: 130888

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