Daniel P. Gale

KING WEALTH MANAGEMENT GROUP

Saratoga Springs, NY 12866

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CRD#: 4138857

Professional summary

Daniel Paul Gale is a registered financial advisor currently at KING WEALTH MANAGEMENT GROUP, LLC located in Saratoga Springs, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Capital Elite FC, 1115 Laurel Lane, Ballston Spa, NY 12020. Not Investment Related. Soccer Club Coach - Beginning 9/1/23. 12-15 Hours/Month, 0 Hours/Month During Trading Hours. 2) State of New York - Notary Public. Not Investment Related. 1 Preserve Way, Saratoga Springs, NY 12866. Notary Public. 08/2017. 1 Hr/Mo; All During Trading Hours. Notary Services. 3) KWMG of NY Inc., Not Investment Related. 270 W. Circular Street, Suite 1, Saratoga Springs, NY 12866. Owner and sole shareholder. Established 7/29/2021. Vendor for the existing King Wealth Management Group, LLC. Spends approximately 20 hours per month, including during securities trading hours, providing management and administrative services exclusively to King Wealth Management Group, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Paul Gale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2021 - Present

KING WEALTH MANAGEMENT GROUP, LLC

Office #1: 270 West Circular Street Suite 1, Saratoga Springs, NY 12866

RIA

CRD#: 159550

Saratoga Springs, NY

Past

June 30, 2014 - December 31, 2018

KING WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 159550

SARATOGA SPRINGS, NY

Past

February 3, 2012 - January 12, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SARATOGA SPRINGS, NY

Past

June 1, 2009 - February 8, 2012

MORGAN STANLEY

CRD#: 149777

SARATOGA SPRINGS, NY

Past

October 23, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SARATOGA SPRINGS, NY

Past

September 25, 2000 - November 14, 2003

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

March 16, 2000 - September 25, 2000

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KING WEALTH MANAGEMENT GROUP, LLC

ARGYLE WEALTH MANAGEMENT, LLC | KING WEALTH MANAGEMENT GROUP, LLC

CRD#: 159550 / SEC#: 801-73023

RIA

Registered Investment Advisory firm - (1/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/14/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/17/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KING WEALTH MANAGEMENT GROUP, LLC

ARGYLE WEALTH MANAGEMENT, LLC | KING WEALTH MANAGEMENT GROUP, LLC

CRD#: 159550 / SEC#: 801-73023

RIA

Registered Investment Advisory firm - (1/10/2012 Approved)

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Contact information

Main Address

270 West Circular Street Suite 1, Saratoga Springs, NY 12866

Mailing Address

Phone number

(518) 306-5640

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KING WEALTH MANAGEMENT GROUP DISCLOSURE BROCHURE (6/18/2025)

Regulatory assets under management

Total Number of Accounts	1,743
AUM (Assets Under Management)	$ 931,335,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel P. Gale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Paul Gale's CRS (Customer Relationship Summary).

Certified licenses

Experience

KING WEALTH MANAGEMENT GROUP, LLC

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

QUICK & REILLY, INC.

FIS SECURITIES, INC.

Primary Firm SEC Registration

KING WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2004

Series 63

Date: 3/14/2000

SIE

Date: 1/12/2018

Series 7

Date: 12/17/2003

Series 6

Date: 2/17/2000

Current Firm

KING WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KING WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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