David C. Altenburg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Carl Altenburg was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2000. David had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2013 - October 4, 2016
STONEHARBOR INVESTMENT GROUP, LLC
November 5, 2010 - February 3, 2012
ATLANTIC FINANCIAL SERVICES OF MAINE, INC.
February 27, 2008 - February 24, 2010
CLM CAPITAL MANAGEMENT LLC
January 8, 2001 - September 21, 2001
EDGETRADE LLC
March 27, 2000 - January 4, 2001
SHEARMAN, RALSTON INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/16/2001
Limited Representative-Equity Trader ExamCurrent Firm
STONEHARBOR INVESTMENT GROUP, LLC
CRD#: 119982 / SEC#: 801-69809
Contact information
Red Flags
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