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Stanley Martin Kimball

Stanley M. Kimball

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CRD#: 4138612
Stanley Martin Kimball

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stanley Martin Kimball, CFP®, who also goes by Stan Kimball, was a registered financial professional .

Stanley is a previously registered financial professional and started their career in finance in 2000. Stanley had worked at 9 firms and has passed the Series 66, Series 99TO, SIE, Series 79, Series 31, Series 7, Series 27 and Series 24 exams.

Biography

Stan joined CAPTRUST in 2017 when Knox Capital Group partnered its wealth management practice with CAPTRUST. He was a partner at Knox Capital Group. Stan started his career at Arthur Andersen & Co. He later worked as vice president of tax for the Huntsman Chemical Corporation and chief of staff for Jon Huntsman Sr. and served as chief financial officer and president of Headwaters, Inc., a public company. In his work at Andersen, Huntsman, and Headwaters, he was involved in numerous acquisitions and transactions relating to highly appreciated assets. As a CFP® and a CPA, Stan advises many of Utah’s leading families and businesses on topics and planning, including mergers and acquisitions, corporate structure, asset management, charitable giving, and the tax-efficient disposition of appreciated assets. In numerous transactions, he has been able to significantly increase the after-tax proceeds of a business sale while reducing the seller’s taxable estate. Stan has found that sellers typically have most of their wealth tied up in their businesses and are not prepared for life after the sale of the business or management of their sale proceeds. Consequently, he helps his clients plan and prepare for these challenges.
top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stan Kimball

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.SM KIMBALL & ASSOCIATES, INC - CPA PRACTICE 2.TERRA ALTA LLC-MANAGING MEMBER FOR VARIOUS INVESTMENTS 3.CRIMSON HOLDINGS, LLC - HOLDING COMPANY OF KNOX CAPITAL INSURANCE, LLC. 4.HIGHLAND VENTURES, LLC - MANAGING MEMBER FOR VARIOUS INVESTMENTS (e.g. KNOX OPPORTUNITY MANAGEMENT, LLC - MANAGER INVESTMENT COMPANY) 5.KIMBALL FAMILY COUNCIL, LLC - MANAGING MEMBER FOR FAMILY INVESTMENTS 6.HEBER C. KIMBALL FAMILY ASSOCIATION - CURRENT OFFICER - FAMILY HISTORY AND EXTENDED FAMILY FUNCTIONS RELATED TO THE DESCENDENTS OF HEBER C. KIMBALL

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Education

Brigham Young University

Baccalaureate of Science - Accounting

Brigham Young University

Master of Science - Accounting with a concentration in tax

Experience

Past

March 7, 2018 - January 25, 2023

CAPFINANCIAL SECURITIES, LLC.

BD
CRD#: 126291
Salt Lake City, UT
Past

January 2, 2018 - January 25, 2023

CAPTRUST

RIA
CRD#: 175112
SALT LAKE CITY, UT
Past

April 20, 2010 - February 19, 2019

KCG SECURITIES, LLC

BD
CRD#: 151300
DRAPER, UT
Past

January 26, 2006 - December 18, 2018

KNOX CAPITAL ADVISORS, LLC

RIA
CRD#: 131000
DRAPER, UT
Past

January 3, 2006 - June 10, 2009

GENEOS WEALTH MANAGEMENT, INC.

BD
CRD#: 120894
DRAPER, UT
Past

October 6, 2004 - January 24, 2006

M HOLDINGS SECURITIES, INC.

RIA
CRD#: 43285
DRAPER, UT
Past

October 5, 2004 - January 24, 2006

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
PORTLAND, OR
Past

February 13, 2001 - September 2, 2004

OSAIC FA, INC.

RIA
CRD#: 3978
SALT LAKE CITY, UT
Past

January 18, 2001 - September 2, 2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

January 18, 2001 - September 2, 2004

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

February 23, 2000 - January 4, 2001

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/25/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/6/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 3/10/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/21/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/1/2009
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/2/2009
General Securities Principal Examination

Current Firm

CS
CAPFINANCIAL SECURITIES, LLC.
CAPFI INSURANCE SERVICES LLC | FREEDOM ONE | DEFINED CONTRIBUTION ADVISORS INC OR DCADVISORS | CFS SECURITIES, LLC | CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST" | CAPTRUST FINANCIAL ADVISORS | CAPTRUST | CAPFINANCIAL SECURITIES, LLC. | CAPFINANCIAL PARTNERS, LLC

CRD#: 126291 / SEC#: , 8-65870

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609
Mailing Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609
Phone number
(919) 870-6822
Established
North Carolina since 11/21/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
THE CAPFINANCIAL GROUP, LLCMEMBER
BUCHANAN, DENISE MCGEECCO/MUNI PRINCIPAL/SENIOR DIRECTOR/FINOP/PFO/POO1284353
EARLS, MARY CHRISTINESENIOR DIRECTOR/FINOP6178047
HOYLE, WILSON SMITH IIIMANAGING DIRECTOR2444392
SHOFF, DERICK DONMANAGING DIRECTOR1140640
STROTHER, MICHAEL DAVIDSENIOR DIRECTOR, FINOP2457427

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPFINANCIAL SECURITIES, LLC.

Principal, Financial AdvisorCRD#: 126291

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