Stanley Martin Kimball
CFP®Professional Summary
Stanley Martin Kimball, CFP®, who also goes by Stan Kimball, was a registered financial advisor. Stanley was a previously registered financial professional and started their career in finance 2000 - 2023. Stanley had worked at 9 firms and has passed the Series 66, Series 99TO, SIE, Series 79, Series 31, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Stan joined CAPTRUST in 2017 when Knox Capital Group partnered its wealth management practice with CAPTRUST. He was a partner at Knox Capital Group. Stan started his career at Arthur Andersen & Co. He later worked as vice president of tax for the Huntsman Chemical Corporation and chief of staff for Jon Huntsman Sr. and served as chief financial officer and president of Headwaters, Inc., a public company. In his work at Andersen, Huntsman, and...
Other Aliases
Stan Kimball
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
26 years in the financial services industry
Current & Past Employments
Education
Brigham Young University
Accounting, Baccalaureate of Science
Accounting, Baccalaureate of Science
Brigham Young University
Accounting with a concentration in tax, Master of Science
Accounting with a concentration in tax, Master of Science
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Current Firm
CAPFI INSURANCE SERVICES LLC | FREEDOM ONE | DEFINED CONTRIBUTION ADVISORS INC OR DCADVISORS | CFS SECURITIES, LLC | CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST" | CAPTRUST FINANCIAL ADVISORS | CAPTRUST | CAPFINANCIAL SECURITIES, LLC. | CAPFINANCIAL PARTNERS, LLC
Contact Information
Main Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609Mailing Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609Phone Number
(919) 870-6822Established
North Carolina since 11/21/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CAPFINANCIAL GROUP, LLC | MEMBER | — |
| EARLS, MARY CHRISTINE | SENIOR DIRECTOR/FINOP/PFO/POO | 6178047 |
| HOYLE, WILSON SMITH III | MANAGING DIRECTOR | 2444392 |
| LEDDY, ANN | CHIEF COMPLIANCE OFFICER | 5024384 |
| ROLAND, RAYMOND SCOTT | SENIOR MANAGER, FINANCE/FINOP | 4267751 |
| SHOFF, DERICK DON | MANAGING DIRECTOR | 1140640 |
| STROTHER, MICHAEL DAVID | SENIOR DIRECTOR, FINOP | 2457427 |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jan 2017About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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