Nicole M. Masse
Professional summary
Nicole Marie Masse is a registered financial professional currently at BIDS TRADING L.P. located in New York, New York.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2002. Nicole has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 25, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Marie Masse's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2007 - Present
BIDS TRADING L.P.
Office #1: One Liberty Plaza 165 Broadway 23rd Floor, New York, NY, 10006Office #2: One Liberty Plaza 165 Broadway 23rd Floor, New York, NY, 10006October 25, 2002 - December 6, 2006
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2007)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 25
Date: 3/2/2006
NYSE Trading Assistant ExaminationSeries 55
Date: 5/7/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
BIDS TRADING L.P.
CRD#: 141296 / SEC#: , 8-67376
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDS HOLDINGS L.P. | SOLE LIMITED PARTNER | |
| BERTE, STEPHEN | PRESIDENT | 6813438 |
| BIDS HOLDINGS GP LLC | GENERAL PARTNER | |
| BOLTON, STEPHEN ANTHONY | PRINCIPAL FINANCIAL OFFICER | 7201776 |
| LAZO, THEODORE RICHARD | CHIEF LEGAL OFFICER | 7215911 |
| SARHAN, ADEL | CHIEF OPERATING OFFICER | 5354052 |
| SMITH, BRIAN | CHIEF COMPLIANCE OFFICER | 2866603 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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