James Savage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Savage, who also goes by Doc Savage, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2000. James had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2023 - October 11, 2024
XT CAPITAL PARTNERS, LLC
September 20, 2018 - September 12, 2022
XT CAPITAL PARTNERS, LLC
April 10, 2012 - January 4, 2018
CLEARBRIDGE INVESTMENTS, LLC
April 9, 2012 - January 4, 2018
FRANKLIN DISTRIBUTORS, LLC
November 15, 2002 - January 4, 2012
LORD, ABBETT & CO. LLC
September 21, 2001 - January 4, 2012
LORD ABBETT DISTRIBUTOR LLC
July 18, 2000 - August 14, 2001
FAM DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
XT CAPITAL PARTNERS, LLC
CRD#: 118719 / SEC#: , 8-53683
Contact information
FINRA licenses (16 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
