SM
Steven J. Mayer
MPWM ADVISORY SOLUTIONS LLC
Alpharetta, GA 30009
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CRD#: 4138239
SM
Professional summary
Steven John Mayer is a registered financial advisor currently at MPWM ADVISORY SOLUTIONS LLC located in Alpharetta, Georgia and LPL FINANCIAL LLC located in Alpharetta, Georgia.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Steven has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/20/2011 - DBA ONLY, MAYER PRIVATE WEALTH MANAGEMENT 2. 02/20/2014 - MPWM ADVISORY SOLUTIONS LLC - REGISTERED INVESTMENT ADVISOR - TIME SPENT 90 HOURS PER MONTH - NEW YORK, NY 3. 6/3/2015: MPWM ADVISORY SOLUTIONS, LLC - DBA: MAYER PRIVATE WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - STARTED 05/21/2015 - 160 HOURS PER MONTH/8 HOURS DURING SECURITIES TRADING - ACTIVITIES MAY INCLUDE FINANCIAL PLANNING, RENDERING INVESTMENT ADVICE FOR A FEE, RETIREMENT PLAN CONSULTING, OR OTHER RELATED FINANCIAL CONSULTING.
CRS (Client Relationship Summary) - RIA
Click below to view Steven John Mayer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2019 - Present
MPWM ADVISORY SOLUTIONS LLC
Office #1: 8000 Avalon Blvd Suite 100, Alpharetta, GA 30009RIA
CRD#: 169885
Alpharetta, GA
Current
December 1, 2010 - Present
LPL FINANCIAL LLC
Office #1: 8000 Avalon Blvd Ste 100, Alpharetta, GA 30009RIA
BD
CRD#: 6413
ALPHARETTA, GA
Past
December 17, 2010 - September 8, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
ALPHARETTA, GA
Past
June 8, 2004 - December 2, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
NEW YORK, NY
Past
March 22, 2004 - December 2, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NEW YORK, NY
Past
November 20, 2001 - March 11, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 20, 2001 - March 11, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
March 10, 2000 - October 10, 2001
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
SAN JUAN CAPISTRANO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MPWM ADVISORY SOLUTIONS LLC
ABBOTT ADVISORS, INC | THE TRUSTED ADVISOR | NAVIGATE FINANCIAL | NAVIGATE DIVORCE PLANNING | MULLINS WEALTH MANAGEMENT | MPWM ADVISORY SOLUTIONS LLC | MAYER, STEVEN J | MAYER PRIVATE WEALTH MANAGEMENT | MANHATTAN WEALTH MANAGEMENT GROUP | CAPSTONE FINANCIAL ADVISORS | CAPSTONE BENEFITS ADVISORS
CRD#: 169885 / SEC#: 801-78961
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/21/2023)
RR
Arizona(10/26/2023)
RR
Arkansas(2/24/2021)
RR
California(11/30/2015)
RR
Colorado(4/18/2019)
RR
Connecticut(2/22/2012)
RR
Delaware(4/25/2023)
RR
District of Columbia(11/15/2023)
RR
Florida(12/1/2010)
RR
Georgia(7/20/2012)
IAR
Georgia(11/5/2019)
RR
Hawaii(5/23/2023)
RR
Illinois(6/6/2017)
RR
Indiana(4/24/2023)
RR
Iowa(2/5/2024)
RR
Kentucky(4/21/2023)
RR
Louisiana(10/23/2023)
RR
Maine(4/21/2023)
RR
Maryland(6/28/2012)
RR
Massachusetts(4/21/2023)
RR
Michigan(4/23/2021)
RR
Minnesota(3/12/2021)
RR
Missouri(2/24/2021)
RR
Montana(10/23/2023)
RR
Nevada(7/8/2024)
RR
New Hampshire(8/28/2023)
RR
New Jersey(12/1/2010)
RR
New Mexico(10/2/2023)
RR
New York(12/1/2010)
RR
North Carolina(5/15/2019)
RR
North Dakota(3/1/2021)
RR
Ohio(4/21/2023)
RR
Oklahoma(4/24/2023)
RR
Oregon(3/4/2021)
RR
Pennsylvania(4/21/2023)
RR
Puerto Rico(9/15/2016)
RR
Rhode Island(4/9/2021)
RR
South Carolina(5/7/2019)
RR
South Dakota(3/4/2021)
RR
Tennessee(3/22/2022)
RR
Texas(8/14/2017)
RR
Vermont(4/24/2023)
RR
Virginia(9/7/2012)
RR
Washington(2/24/2021)
RR
West Virginia(10/2/2023)
RR
Wisconsin(6/20/2025)
RR
Wyoming(5/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MPWM ADVISORY SOLUTIONS LLC
ABBOTT ADVISORS, INC | THE TRUSTED ADVISOR | NAVIGATE FINANCIAL | NAVIGATE DIVORCE PLANNING | MULLINS WEALTH MANAGEMENT | MPWM ADVISORY SOLUTIONS LLC | MAYER, STEVEN J | MAYER PRIVATE WEALTH MANAGEMENT | MANHATTAN WEALTH MANAGEMENT GROUP | CAPSTONE FINANCIAL ADVISORS | CAPSTONE BENEFITS ADVISORS
CRD#: 169885 / SEC#: 801-78961
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8000 Avalon Blvd Suite 100, Alpharetta, GA 30009
Mailing Address
Phone number
(678) 566-4001
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 653 |
| AUM (Assets Under Management) | $ 320,546,673 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MPWM ADVISORY SOLUTIONS LLC
CRD#: 169885Alpharetta, GA 30009TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
