Jamshaid Karim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jamshaid Karim, who also goes by Jim Karim, was a registered financial professional .
Jamshaid is a previously registered financial professional and started their career in finance in 2000. Jamshaid had worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2011 - December 31, 2020
KNK CAPITAL MANAGEMENT, LLC
November 18, 2005 - June 1, 2011
LPL FINANCIAL LLC
November 18, 2005 - June 1, 2011
LPL FINANCIAL LLC
April 2, 2004 - November 22, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 2, 2004 - November 22, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 5, 2000 - April 12, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2000 - April 12, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KNK CAPITAL MANAGEMENT, LLC
CRD#: 156321 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
