David J. Walkush

BREAKWATER INVESTMENT GROUP

Newport Beach, CA

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CRD#: 4138083

Professional summary

David J Walkush, who also goes by David Jerome Walkush, is a registered financial advisor currently at BREAKWATER INVESTMENT GROUP, LLC located in Newport Beach, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Jerome Walkush

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OHLSEN GROUP; INVESTMENT-RELATED; EVERETT, WA; INSURANCE SALES, INSURANCE AGENT; START: 09/2024; 8 HRS/MO DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David J Walkush's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2013 - Present

BREAKWATER INVESTMENT GROUP, LLC

RIA

CRD#: 128747

Newport Beach, CA

Past

June 14, 2006 - December 31, 2007

ACCLARO ADVISORS

RIA

CRD#: 139998

EVERETT, WA

Past

April 18, 2005 - June 24, 2005

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

April 15, 2003 - October 7, 2003

M.L. STERN & CO., LLC.

CRD#: 8327

BEVERLY HILLS, CA

Past

December 12, 2001 - April 7, 2003

SYNDICATED CAPITAL, INC.

CRD#: 29037

DIAMOND BAR, CA

Past

March 17, 2000 - October 22, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/2000

General Securities Representative Examination

Current Firm

BREAKWATER INVESTMENT GROUP, LLC

BREAKWATER INVESTMENT GROUP | BREAKWATER INVESTMENT GROUP, LLC

CRD#: 128747 / SEC#:

California

Registered Investment Advisory firm - (7/15/2004 Approved)

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Contact information

Main Address

Newport Beach, CA

Mailing Address

Phone number

(949) 812-6945

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 61,913,551

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Walkush

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David J Walkush's CRS (Customer Relationship Summary).

Certified licenses

Experience

BREAKWATER INVESTMENT GROUP, LLC

ACCLARO ADVISORS

FIRST ALLIED SECURITIES, INC.

M.L. STERN & CO., LLC.

SYNDICATED CAPITAL, INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2004

Series 63

Date: 3/17/2000

Series 7

Date: 3/16/2000

Current Firm

BREAKWATER INVESTMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BREAKWATER INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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