Carla P. Keck

TECTONIC ADVISORS LLC

FRISCO, TX 75034

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CRD#: 4138004

Professional summary

Carla Parisi Keck is a registered financial advisor currently at TECTONIC ADVISORS LLC located in Frisco, Texas.

Carla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Carla has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carla Parisi Keck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2022 - Present

TECTONIC ADVISORS LLC

Office #1: 17 Cowboys Way Ste 250, Frisco, TX 75034

RIA

CRD#: 139713

FRISCO, TX

Past

June 8, 2015 - July 27, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Plano, TX

Past

June 8, 2015 - July 27, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Plano, TX

Past

April 26, 2012 - May 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLYMOUTH, MN

Past

April 23, 2012 - May 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLYMOUTH, MN

Past

November 10, 2003 - March 22, 2012

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

RALEIGH, NC

Past

April 8, 2003 - March 22, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TECTONIC ADVISORS LLC

III TO I FINANCIAL MANAGEMENT RESEARCH, L.P. | TECTONIC ADVISORS LLC

CRD#: 139713 / SEC#: 801-66385

RIA

Registered Investment Advisory firm - (4/21/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/7/2003

General Securities Representative Examination

Current Firm

TECTONIC ADVISORS LLC

III TO I FINANCIAL MANAGEMENT RESEARCH, L.P. | TECTONIC ADVISORS LLC

CRD#: 139713 / SEC#: 801-66385

RIA

Registered Investment Advisory firm - (4/21/2006 Approved)

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Contact information

Main Address

17 Cowboys Way Ste 250, Frisco, TX 75034

Mailing Address

Phone number

(713) 250-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TECTONIC ADVISORS LLC FORM ADV PART 2 BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	7,991
AUM (Assets Under Management)	$ 4,346,451,704

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/24/2024	Cover Page	Report
03/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carla P. Keck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carla Parisi Keck's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

TECTONIC ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2003

SIE

Date: 10/1/2018

Series 7

Date: 4/7/2003

Current Firm

TECTONIC ADVISORS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TECTONIC ADVISORS LLC

TRUST BUT VERIFY

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