William L. Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Lopez Hernandez, who also goes by Guillermo Lopez Hernandez, William L Hernandez Jr, William Lopez Hernandez Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2000. William had worked at 12 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2026 - June 29, 2026
ROBINHOOD FINANCIAL, LLC
November 6, 2024 - September 25, 2025
SHUSTER ADVISORY GROUP, LLC
February 18, 2022 - July 21, 2022
FISHER INVESTMENTS
September 5, 2019 - December 22, 2020
LIGHTHOUSE FINANCIAL SERVICES INC
May 11, 2015 - July 21, 2016
SUMMIT ADVISOR SOLUTIONS
December 16, 2014 - July 21, 2016
SCA
January 4, 2012 - December 31, 2014
STRATEGIC CAPITAL GROUP L.L.C.
November 22, 2011 - July 21, 2016
RP CAPITAL LLC
April 24, 2006 - October 11, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 28, 2003 - October 11, 2011
TD AMERITRADE, INC.
March 13, 2002 - October 11, 2011
TD AMERITRADE, INC.
August 28, 2001 - March 28, 2002
WAMU INVESTMENTS, INC.
April 11, 2000 - July 24, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/14/2026
General Securities Representative ExaminationCurrent Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
