Britt-karin Oliver

REDI GLOBAL TECHNOLOGIES LLC

New York, NY 10005

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CRD#: 4137697

Professional summary

Britt-karin Oliver, who also goes by Britt-karin Oliver Holmes, Britt-karin Oliver Holmes, is a registered financial professional currently at REDI GLOBAL TECHNOLOGIES LLC located in New York, New York.

Britt-karin is registered as a RR (Registered Representative) and started their career in finance in 2000. Britt-karin has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

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Aliases

Britt-Karin Oliver Holmes | Britt-Karin Oliver Holmes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Britt-karin Oliver's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2023 - Present

REDI GLOBAL TECHNOLOGIES LLC

Office #1: 28 Liberty Street 58th Floor, New York, NY, 10005

CRD#: 41924

New York, NY

Past

March 6, 2009 - February 8, 2022

BTIG, LLC

CRD#: 122225

SAN FRANCISCO, CA

Past

July 30, 2008 - February 23, 2009

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

March 4, 2005 - May 7, 2008

G1 EXECUTION SERVICES, LLC

CRD#: 111528

CHICAGO, IL

Past

April 12, 2004 - March 9, 2005

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

September 3, 2002 - November 10, 2003

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

April 26, 2000 - September 3, 2002

E*TRADE CLEARING LLC

CRD#: 25025

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/30/2023)

Exams

State Security Law Exam

Series 63

Date: 8/29/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

REDI GLOBAL TECHNOLOGIES LLC

REDI GLOBAL TECHNOLOGIES LLC | SPEAR, LEEDS & KELLOGG SPECIALISTS LLC

CRD#: 41924 / SEC#: , 8-49673

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

28 Liberty Street 58th Floor, New York, NY, 10005

Mailing Address

28 Liberty Street 58th Floor Attn Mmaloney, New York, NY, 10005

Phone number

(646) 794-7364

Established

New York since 09/13/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
REFINITIV US LLC	OWNER
BALTOVSKI, ALEXANDER NMN	FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO	2350828
CUTLER, SETH	DIRECTOR	2594208
IAMSCICOV WEIGL, KATARINA	CHIEF COMPLIANCE OFFICER AND SECRETARY	7893210
MALONEY, MICHAEL G	DIRECTOR, CEO, MANAGING PRINCIPAL	5728423
SIBLEY, JOHN HOLDEN	DIRECTOR	5781488

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Britt-karin Oliver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Britt-karin Oliver's CRS (Customer Relationship Summary).

Certified licenses

Experience

BTIG, LLC

BNP PARIBAS SECURITIES CORP.

G1 EXECUTION SERVICES, LLC

E*TRADE SECURITIES LLC

E*TRADE SECURITIES LLC

E*TRADE CLEARING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/2001

SIE

Date: 10/1/2018

Series 7

Date: 4/25/2000

Series 24

Date: 5/15/2003

FINRA

Current Firm

REDI GLOBAL TECHNOLOGIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REDI GLOBAL TECHNOLOGIES LLC

TRUST BUT VERIFY

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