Kristy L. Peters

VALMARK ADVISERS

Onalaska, WI 54650

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CRD#: 4137600

Professional summary

Kristy Lyn Peters, AIF®, who also goes by Kristy Lyn Comeau, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Onalaska, Wisconsin and VALMARK SECURITIES, INC. located in Onalaska, Wisconsin.

Kristy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kristy has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristy Lyn Comeau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Peters Apartments; Onalaska, WI; owner; rental property; duties include bookkeeping/management; not investment related; compensation in the form of rent after expenses./// 2.) Welshire Capital, LLC; Onalaska, WI; Senior Vice President and Financial Advisor; financial services/investments; Admin for firm- meet with clients/prospects regarding retirement and investment needs; product sales, investment management, servicing; Investment related; over 40 hours/month; compensation in the form of Salary./// 3.) Peters Property Group, LLC.; Charlotte, NC; member of Residential Property Ownership and Rentals; duties include: Property ownership, bookkeeping; partial owner of rentals; compensation Via asset appreciation of properties.///

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristy Lyn Peters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 18, 2019 - Present

VALMARK ADVISERS, INC.

Office #1: 1113 Riders Club Rd., Onalaska, WI 54650

RIA

CRD#: 108050

Onalaska, WI

Current

July 18, 2019 - Present

VALMARK SECURITIES, INC.

Office #1: 1113 Riders Club Rd., Onalaska, WI 54650

CRD#: 31243

Onalaska, WI

Past

June 21, 2016 - July 24, 2019

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Onalaska, WI

Past

June 14, 2016 - July 24, 2019

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Onalaska, WI

Past

March 25, 2011 - June 7, 2016

WELSHIRE CAPITAL, LLC

RIA

CRD#: 143960

ONALASKA, WI

Past

April 6, 2010 - June 7, 2016

APW CAPITAL, INC.

CRD#: 43814

ONALSKA, WI

Past

October 1, 2007 - December 24, 2009

MAIN STREET SECURITIES, LLC

CRD#: 47127

ONALASKA, WI

Past

October 9, 2003 - October 4, 2007

SECURITIES AMERICA, INC.

CRD#: 10205

ONALASKA, WI

Past

March 7, 2001 - December 31, 2001

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

March 15, 2000 - February 13, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 15, 2000 - February 13, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(7/22/2019)

Illinois
(7/18/2019)

Minnesota
(7/18/2019)

IAR

Minnesota
(7/18/2019)

North Carolina
(10/31/2024)

South Carolina
(7/18/2019)

IAR

South Carolina
(7/19/2019)

IAR

Washington
(3/20/2023)

Washington
(1/2/2025)

Wisconsin
(7/18/2019)

IAR

Wisconsin
(7/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

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Contact information

Main Address

130 Springside Drive Suite 300, Akron, OH 44333

Mailing Address

Phone number

(800) 765-5201

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALMARK ADVISERS WEALTH MANAGEMENT SOLUTIONS ADV PART 2A APPENDIX 1-WRAP FEE PROGRAM BROCHURE (6/16/2025)

VALMARK ADVISERS, INC SEC FORM 2A FIRM BROCHURE (6/16/2025)

Regulatory assets under management

Total Number of Accounts	19,096
AUM (Assets Under Management)	$ 8,379,181,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kristy L. Peters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristy Lyn Peters's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALMARK SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

WELSHIRE CAPITAL, LLC

APW CAPITAL, INC.

MAIN STREET SECURITIES, LLC

SECURITIES AMERICA, INC.

UNITED SECURITIES ALLIANCE, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

VALMARK ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2011

Series 63

Date: 3/21/2000

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2000

FINRA

Current Firm

VALMARK ADVISERS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALMARK ADVISERS, INC.

TRUST BUT VERIFY

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