Charles H. Lineberry

NEW AGE ALPHA

Boca Raton, FL

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CRD#: 4137348

Professional summary

Charles Hartman Lineberry, who also goes by Charles Hartman Lineberry, is a registered financial advisor currently at NEW AGE ALPHA located in Boca Raton, Florida and FNEX CAPITAL, LLC located in Indianapolis, Indiana.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Charles has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Hartman Lineberry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Lineberry Group LLC Investment Related Address: 7579 W. Country Club Blvd, Boca Raton, FL Nature of Business: Insurance Broker Title: President Start Date: 1/1/2018 Hours devoted outside of trading or work hours: 3 per week Description: Sales of fixed insurance products New Age Alpha. SEC Registered Investment Advisor. 555 Theodore Friend Ave, Rye, New York 10580. Wholesaler. Investment related. 200 hours per month. Securities sales through FNEX Capital, LLC, Member FINRA & SEC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Hartman Lineberry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2025 - Present

NEW AGE ALPHA

RIA

CRD#: 299011

Boca Raton, FL

Current

June 9, 2025 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204

CRD#: 166316

Indianapolis, IN

Past

February 21, 2025 - June 9, 2025

ADVISOR SHARE WEALTH MANAGEMENT, LLC

RIA

CRD#: 307997

Boca Raton, FL

Past

October 14, 2022 - July 27, 2023

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

JUPITER, FL

Past

August 19, 2020 - August 5, 2022

OSAIC SERVICES, INC.

RIA

CRD#: 133763

BOCA RATON, FL

Past

May 13, 2020 - August 5, 2022

OSAIC SERVICES, INC.

CRD#: 133763

BOCA RATON, FL

Past

November 29, 2018 - May 4, 2020

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

January 23, 2018 - September 18, 2018

AUGUSTAR DISTRIBUTORS, INC.

CRD#: 41081

CINCINNATI, OH

Past

December 10, 2012 - January 17, 2018

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

August 11, 2011 - December 11, 2012

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BELLEVUE, WA

Past

May 27, 2009 - April 30, 2010

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

July 6, 2001 - May 11, 2009

DIRECTED SERVICES LLC

CRD#: 21675

WEST CHESTER, PA

Past

February 18, 2000 - January 30, 2001

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW AGE ALPHA

ALPHA BUILDING BLOCKS ADVISORS, LLC | URS ADVISORS, LLC | NEW AGE ALPHA ADVISORS, LLC | NEW AGE ALPHA | NAA

CRD#: 299011 / SEC#: 801-116789

RIA

Registered Investment Advisory firm - (6/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/7/2025)

IAR

Florida
(8/5/2025)

IAR

New York
(8/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/17/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NEW AGE ALPHA

ALPHA BUILDING BLOCKS ADVISORS, LLC | URS ADVISORS, LLC | NEW AGE ALPHA ADVISORS, LLC | NEW AGE ALPHA | NAA

CRD#: 299011 / SEC#: 801-116789

RIA

Registered Investment Advisory firm - (6/14/2019 Approved)

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Contact information

Main Address

555 Theodore Fremd Avenue Suite A-101, Rye, NY 10580

Mailing Address

Phone number

(212) 922-2699

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEW AGE ALPHA ADVISORS, LLC - FIRM BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 2,619,568,656

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles H. Lineberry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Hartman Lineberry's CRS (Customer Relationship Summary).

Certified licenses

Experience

FNEX CAPITAL, LLC

ADVISOR SHARE WEALTH MANAGEMENT, LLC

PEAK BROKERAGE SERVICES, LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

THE LEADERS GROUP, INC.

AUGUSTAR DISTRIBUTORS, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

SIGNATOR FINANCIAL SERVICES, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

DIRECTED SERVICES LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Primary Firm SEC Registration

NEW AGE ALPHA

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2020

Series 63

Date: 2/17/2000

Series 7TO

Date: 3/3/2020

SIE

Date: 9/18/2018

Series 6

Date: 2/17/2000

FINRA

Current Firm

NEW AGE ALPHA

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW AGE ALPHA

TRUST BUT VERIFY

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