Demian K. Mello
Professional summary
Demian Keith Mello, who also goes by Demian K Mello, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Cornelius, North Carolina.
Demian is registered as a RR (Registered Representative) and started their career in finance in 2000. Demian has worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Demian Keith Mello's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2014 - Present
P.J. ROBB VARIABLE, LLC
April 29, 2000 - November 25, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
March 2, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
March 2, 2000 - November 25, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2017)
(6/2/2021)
(6/2/2021)
(10/5/2017)
(10/5/2017)
(10/5/2017)
(11/7/2017)
(11/7/2017)
(8/11/2015)
(6/12/2023)
(11/7/2017)
(4/2/2014)
(11/7/2017)
(12/14/2015)
(10/5/2017)
(1/21/2021)
(11/7/2017)
(9/4/2015)
(11/7/2017)
(6/2/2021)
Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
