James F. Fuller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Fletcher Fuller, who also goes by Fletcher James Fuller, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2000. James had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2005 - November 22, 2019
FULLER ASSET MANAGEMENT, LLC
October 13, 2004 - March 11, 2005
CETERA ADVISORS LLC
August 27, 2004 - March 11, 2005
CETERA ADVISORS LLC
August 5, 2002 - April 30, 2003
CITICORP INVESTMENT SERVICES
June 12, 2000 - November 16, 2001
MORGAN STANLEY DW INC.
March 15, 2000 - April 27, 2000
MANULIFE WOOD LOGAN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FULLER ASSET MANAGEMENT, LLC
CRD#: 134446 / SEC#: 801-66451
Contact information
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 27,576,325 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
