Louis L. Schlitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Leo Schlitt was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1968. Louis had worked at 6 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 1986 - May 11, 1988
CONSECO EQUITY SALES, INC.
November 12, 1985 - February 17, 2012
SCHLITT INVESTOR SERVICES, INC.
June 12, 1984 - April 29, 1986
MML INVESTORS SERVICES, LLC
August 20, 1980 - January 6, 1984
HIMCO DISTRIBUTION SERVICES COMPANY
July 24, 1969 - May 15, 1986
VOYAGER SECURITIES, INC.
June 26, 1968 - October 16, 1980
SYMETRA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 6/21/1968
Registered Representative ExaminationCurrent Firm
CONSECO EQUITY SALES, INC.
CRD#: 4125 / SEC#: , 8-14875
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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