Anthony Monks

CTM FINANCIAL

Mahwah, NJ

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CRD#: 4137049

Professional summary

Anthony Monks is a registered financial advisor currently at CTM FINANCIAL, LLC located in Mahwah, New Jersey.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Anthony has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Monks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2003 - Present

CTM FINANCIAL, LLC

RIA

CRD#: 124458

Mahwah, NJ

Past

April 3, 2002 - November 12, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PARAMUS, NJ

Past

March 16, 2000 - November 12, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/17/2003)

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Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/15/2000

General Securities Representative Examination

Current Firm

CTM FINANCIAL, LLC

CRD#: 124458 / SEC#:

New Jersey

Registered Investment Advisory firm - (3/17/2003 Approved)

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Contact information

Main Address

Mahwah, NJ

Mailing Address

Phone number

(201) 252-2049

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 10,860,117

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony Monks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Monks's CRS (Customer Relationship Summary).

Certified licenses

Experience

CTM FINANCIAL, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2000

Series 63

Date: 3/22/2000

Series 7

Date: 3/15/2000

Current Firm

CTM FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CTM FINANCIAL, LLC

TRUST BUT VERIFY

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