Monroe J. Cox
Professional summary
Monroe Jackson Cox III, who also goes by Jay Cox, Monroe Jackson Cox, is a registered financial professional currently at R.W.PRESSPRICH & CO. located in New York, New York.
Monroe is registered as a RR (Registered Representative) and started their career in finance in 2000. Monroe has worked at 7 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monroe Jackson Cox III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2019 - Present
R.W.PRESSPRICH & CO.
Office #1: 445 Park Avenue Suite 16d, New York, NY 10022May 9, 2016 - May 16, 2019
COWEN AND COMPANY
July 10, 2009 - May 11, 2016
CRT CAPITAL GROUP LLC
October 5, 2007 - September 9, 2008
CITIGROUP GLOBAL MARKETS INC.
June 27, 2006 - August 22, 2007
NATWEST MARKETS SECURITIES INC.
March 31, 2005 - June 26, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 25, 2000 - December 5, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
R.W.PRESSPRICH & CO.
CRD#: 26460 / SEC#: , 8-42547
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAPPA, EDWARD JOSEPH | CHAIRMAN (04/2009) AND CHIEF EXECUTIVE OFFICER (04/1990) | 371101 |
| CALVO, JOSEPH ANTHONY JR | DIRECTOR (01/2006), SENIOR MANAGING DIRECTOR (10/2018), PRESIDENT (04/2009) AND CHIEF OPERATING OFFICER (04/2009) | 1391692 |
| CARROLL, JOHN EDWARD III | DIRECTOR (06/2009), SENIOR MANAGING DIRECTOR (10/2018) AND CHIEF ADMINISTRATIVE OFFICER (10/2021) | 2134481 |
| CAUMARTIN, RENAUD PHILIPPE | SENIOR MANAGING DIRECTOR | 3266876 |
| MILSTEIN, LAWRENCE JOSHUA | DIRECTOR (06/2009) AND SENIOR MANAGING DIRECTOR (10/2018) | 2279858 |
| BURNS, TIMOTHY LEE | SENIOR MANAGING DIRECTOR (10/2018), DIRECTOR, AND, CCO (07/2022) | 36429 |
| CHEN, WAYNE H | FINOP | 4779449 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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