Warren W. Schliiter

SILA FINANCIAL

Ketchum, ID

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CRD#: 413688

Professional summary

Warren William Schliiter, who also goes by Bill Schliiter, Warren W Schliiter, is a registered financial advisor currently at SILA FINANCIAL, LLC located in Ketchum, Idaho.

Warren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Warren has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Schliiter | Warren W Schliiter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Warren William Schliiter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2020 - Present

SILA FINANCIAL, LLC

RIA

CRD#: 298406

Ketchum, ID

Past

November 2, 2020 - November 2, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Ketchum, ID

Past

January 24, 2001 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

KETCHUM, ID

Past

June 21, 2000 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

KETCHUM, ID

Past

June 1, 1987 - July 19, 2000

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Past

September 25, 1981 - June 12, 1987

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Past

April 12, 1978 - August 11, 1981

INDEPENDENT FINANCIAL PLANNERS CORPORATION

CRD#: 653

Past

March 3, 1975 - October 30, 1980

INDEPENDENT SECURITIES CORPORATION

CRD#: 262

Past

October 1, 1970 - April 15, 1975

ILG SECURITIES CORPORATION

CRD#: 422

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SILA FINANCIAL, LLC

CRD#: 298406 / SEC#: 801-132206

RIA

Registered Investment Advisory firm - (3/18/2025 Approved)

Idaho

Registered Investment Advisory firm - (3/21/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/23/2022 Conditional Restricted)

Washington

Registered Investment Advisory firm - (4/19/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(1/8/2021)

IAR

Washington
(10/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/2/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 10/14/1969

Registered Representative Examination

Current Firm

SILA FINANCIAL, LLC

CRD#: 298406 / SEC#: 801-132206

RIA

Registered Investment Advisory firm - (3/18/2025 Approved)

Idaho

Registered Investment Advisory firm - (3/21/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/23/2022 Conditional Restricted)

Washington

Registered Investment Advisory firm - (4/19/2025 Terminated)

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Contact information

Main Address

Snohomish, WA

Mailing Address

Phone number

(425) 605-9533

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SILA FINANCIAL, LLC ADV PART 2A MARCH 2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	306
AUM (Assets Under Management)	$ 113,762,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Warren W. Schliiter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Warren William Schliiter's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

PACIFIC HARBOR SECURITIES, INC.

FINANCIAL PLANNERS EQUITY CORPORATION

INDEPENDENT FINANCIAL PLANNERS CORPORATION

INDEPENDENT SECURITIES CORPORATION

ILG SECURITIES CORPORATION

Primary Firm SEC Registration

SILA FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/2/2001

Series 63

Date: 12/15/1993

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 10/14/1969

Current Firm

SILA FINANCIAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SILA FINANCIAL, LLC

TRUST BUT VERIFY

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