Andrew W. Rice

AMERITAS ADVISORY SERVICES

Saint Libory, NE 68872

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CRD#: 4136781

Professional summary

Andrew William Rice, who also goes by Andy Rice, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Saint Libory, Nebraska and AMERITAS INVESTMENT COMPANY, LLC located in Saint Libory, Nebraska.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Rice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * RICE INVESTMENT RESOURCES; SAME AS BRANCH; INV REL; INSURANCE; SOLE PROPRIETOR; START DATE=10/2007; HRS/MONTH=50; TRADING HRS/MO=25; SELL INSURANCE PRODUCTS * MIDWEST PYROTECHNICS, LLC; NON-INV REL; 1255 127TH RD, STROMSBURG NE; FIREWORKS; EMPLOYEE; START DATE=2/2008; HRS/MO=10; TRADING HRS/MO=0; SET UP AND SET OFF FIREWORK DISPLAYS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew William Rice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 1845 6th Rd, Saint Libory, NE 68872

RIA

CRD#: 317245

Saint Libory, NE

Current

October 10, 2007 - Present

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

SAINT LIBORY, NE

Past

February 22, 2008 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

LINCOLN, NE

Past

February 27, 2006 - August 2, 2007

NATIONAL INVESTOR SERVICES CORP.

CRD#: 39410

BELLEVUE, NE

Past

September 10, 2002 - August 18, 2003

ICAPITAL MARKETS LLC

CRD#: 5209

OMAHA, NE

Past

September 9, 2002 - September 10, 2002

DATEK ONLINE FINANCIAL SERVICES LLC

CRD#: 36807

JERSEY CITY, NJ

Past

April 26, 2000 - October 8, 2007

TD AMERITRADE CLEARING, INC.

CRD#: 5633

BELLEVUE, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/5/2009)

Arkansas
(5/26/2020)

California
(1/5/2009)

Colorado
(2/12/2010)

Florida
(2/23/2012)

Hawaii
(9/15/2025)

Idaho
(1/5/2009)

Illinois
(2/14/2008)

Indiana
(9/29/2010)

Iowa
(1/5/2009)

Kansas
(11/28/2016)

Missouri
(1/5/2009)

Nebraska
(10/10/2007)

IAR

Nebraska
(11/1/2021)

Nevada
(1/5/2009)

New Hampshire
(11/28/2016)

New Mexico
(1/3/2022)

North Carolina
(5/11/2021)

Pennsylvania
(10/21/2013)

South Dakota
(1/3/2022)

Texas
(1/5/2009)

Utah
(4/27/2016)

Washington
(9/7/2022)

Wisconsin
(6/28/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/9/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/7/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/10/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew W. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew William Rice's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

NATIONAL INVESTOR SERVICES CORP.

ICAPITAL MARKETS LLC

DATEK ONLINE FINANCIAL SERVICES LLC

TD AMERITRADE CLEARING, INC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2007

Series 63

Date: 8/9/2002

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/7/2003

Series 7

Date: 12/10/1999

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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