Mark T. Childs

SVB WEALTH

New York, NY 10036

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CRD#: 4136581

Professional summary

Mark T Childs, who also goes by Mark T Childs, Mark Thomas Childs, Mark Childs, is a registered financial advisor currently at SVB WEALTH located in New York, New York and FIRST CITIZENS INVESTOR SERVICES, INC. located in New York, New York.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark T Childs | Mark Thomas Childs | Mark Childs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dually registered with affiliated firm SVB Wealth LLC. Investment Advisor; Provides investment advisory services to clients. Full time employee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark T Childs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2022 - Present

SVB WEALTH

Office #1: 11 West 42nd Street 13th Floor, New York, NY 10036

RIA

CRD#: 172832

New York, NY

Current

January 16, 2025 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 11 West 42nd Street, New York, NY 10036

RIA

CRD#: 44430

New York, NY

Current

January 12, 2024 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 11 West 42nd Street, New York, NY 10036

RIA

CRD#: 44430

New York, NY

Past

May 18, 2021 - July 29, 2022

SVB INVESTMENT SERVICES INC.

RIA

CRD#: 168116

New York, NY

Past

May 18, 2021 - December 31, 2023

SVB INVESTMENT SERVICES INC.

CRD#: 168116

New York, NY

Past

December 5, 2019 - January 14, 2021

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

NEW YORK, NY

Past

September 9, 2019 - January 14, 2021

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

September 9, 2011 - May 14, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

New York, NY

Past

September 2, 2011 - May 15, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

New York, NY

Past

December 22, 2009 - April 29, 2011

PAPAMARKOU WELLNER & CO., INC.

CRD#: 10963

NEW YORK, NY

Past

February 2, 2006 - January 19, 2010

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

NEW YORK, NY

Past

February 2, 2006 - January 19, 2010

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

June 13, 2005 - December 31, 2005

S & Y ASSET MANAGEMENT LLC

RIA

CRD#: 129754

NEW YORK, NY

Past

June 13, 2005 - February 1, 2006

S & Y ASSET MANAGEMENT LLC

CRD#: 129754

NEW YORK, NY

Past

March 10, 2005 - June 3, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

MANCHESTER, NH

Past

October 20, 2004 - December 31, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

MANCHESTER, NH

Past

October 20, 2004 - June 3, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

July 23, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

BOSTON, MA

Past

April 12, 2002 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

April 17, 2000 - March 26, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(2/23/2022)

IAR

Connecticut
(2/23/2022)

IAR

Florida
(7/19/2024)

IAR

New York
(2/23/2022)

New York
(1/12/2024)

IAR

Pennsylvania
(2/23/2022)

IAR

Virginia
(5/22/2024)

IAR

Washington
(5/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2019

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/4/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/27/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/8/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/14/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

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Contact information

Main Address

53 State Street 28th Floor, Boston, MA 02109

Mailing Address

Po Box 27131, Raleigh, NC 27611

Phone number

(617) 223-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SVB WEALTH LLC (3/30/2025)

SVB WEALTH LLC APPENDIX 1/ WRAP BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	3,739
AUM (Assets Under Management)	$ 4,983,411,995

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
09/20/2024	Cover Page	Report
10/31/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark T. Childs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark T Childs's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

SVB INVESTMENT SERVICES INC.

SVB INVESTMENT SERVICES INC.

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

PAPAMARKOU WELLNER & CO., INC.

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

S & Y ASSET MANAGEMENT LLC

S & Y ASSET MANAGEMENT LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SVB WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2019

Series 65

Date: 5/4/2000

Series 63

Date: 4/27/2000

SIE

Date: 10/1/2018

Series 31

Date: 5/8/2000

Series 7

Date: 4/14/2000

FINRA

Current Firm

SVB WEALTH

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SVB WEALTH

TRUST BUT VERIFY

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